Enforcement & Complaints

Tip and Complaint Forms

Updated Refund Policy

Refund requests must be made within 45 consecutive days of receipt of funds and will only be issued for amounts over $10.00.

On this page, you will find forms for filing specific complaints related to things we do such as lobbying registration and securities regulation. You will also find a general complaint form.

If you can file a complaint using the specific form, that is helpful. Those specific complaint forms ask for information that we need to investigate specific kinds of violations of the law. The general complaint form only asks for general information. That means that if you file a general complaint form we may need to come back and ask you either to fill out the specific complaint form or to provide information that you would have included on the specific complaint form.

Before filing a general complaint with us, you may want to review our "We Don't Do That" and "Where Can I Find Help?" pages. There are things we do not regulate or administer because we have not been authorized by the General Assembly to do them. In many instances, other government and non-governmental agencies may be able to help you when we cannot help you.