Stockbroker & Operator of $1.4 Million Ponzi Scheme Sentenced to More Than Five Years for Securities Fraud
NC Secretary of State urges both wise and generous donating on “Giving Tuesday” and through the holidays as new charity report released
SOSNC Offers Hurricane Relief Plan for Businesses and Nonprofits in Flood Stricken Areas
Secretary of State Elaine Marshall Receives Leadership North Carolina Governor’s Award
Beware of charity scams in the wake of Hurricane Matthew
Secretary of State Securities Division Honored for its Work on Operation Wax House
Watch out for charity scams in the wake of recent natural disasters
NC businesses tricked into paying fees will get refunds, AG Cooper says
Marshall Elected to Executive Board of National Association of Secretaries of State
Secretary of State Marshall says new NC crowdfunding law contains the right ratio of protections and limits to new investment opportunities
Secretary of State Asks Citizens to Join the Fight Against Elder Abuse
Area Register of Deeds Offices E-record First Maps
Watch out for Fake Charities in the Wake of Natural Disasters
STOCKBROKER PLEADS GUILTY TO SECURITIES FRAUD FOR OPERATING $1.4 MILLION PONZI SCHEME
NASS Launches Remote Notarization Task Force
Phony cancer charities shut down for ripping off donors, AG Cooper and Secretary Marshall announce
NC Investor Day aims to demystify finance for North Carolinians
States Reconvene National Task Force on Business Identity Theft
North Carolina’s more than 140,000 notaries public await first new manual in 10 years
NC Secretary of State Calls Foul on Fake Basketball Tickets
When it comes to investing, watch out for the “Sweetheart Swindles” of 2016
Colorado and North Carolina Secretaries of State make a Super Bowl wager on Panthers vs. Broncos where everyone wins
NC Secretary of State agents uncover alleged mobile device purchasing scam with two indicted on multiple felony charges
Eluwa Named Director of NC Secretary of State’s Charitable Solicitation Licensing Division
Washington and North Carolina Secretaries of State wager goodies, spirits and pride on Panthers vs. Seahawks NFL showdown
Glad Tidings: NC Charity and Nonprofit Donations Rebound with Big Increase in 2014-15
NC and Moldova Sign Renewed Bilateral Agreement
Secretary of State Marshall's Keynote Speech to the 2015 Campbell Law School Symposium on Investment Crowdfunding
NC Secretary of State’s Office One of Ten Agencies in the Nation Awarded Federal Grant to Combat Counterfeit Products and Intellectual Property Theft
Massey Receives Prestigious Blue Sky Cube Award from NASAA
Harrington Named Director of NC Secretary of State’s Securities Division
EMS, Fire, and Law Enforcement Officials should be on the lookout for dangerous counterfeit tourniquets
NASS Announces Appointment of North Carolina Secretary of State Elaine Marshall to Uniform Law Commission Advisory Panel
OWNER OF INVESTMENT FIRM SENTENCED TO EIGHT YEARS FOR ORCHESTRATING $4.7 MILLION PONZI SCHEME
Don’t fall for misleading mail from Division of Corporate Services, AG and Secretary of State urge NC businesses
National Association of Secretaries of State Names Committee Leaders for 2015-2016
Ponzi Scheme Operator Sentenced to More Than 6.5 Years on Securities Fraud Charges
Secretary of State Urges Citizens to Report Elder Abuse
Commodity Trading Advisor Principal Sentenced to Nine Years in Prison Following Guilty Plea
Michael Anthony Jenkins Sentenced in $1.79 Million Securities Fraud Case
Federal Judge Hands Down Lengthy Prison Terms to Leaders of Operation Wax House Mortgage and Investment Fraud Scheme
Sham cancer charities to pay for bilking $187 million from donors, AG Cooper and Secretary Marshall announce
Secretary of State Elaine Marshall takes on double delegation duties at welcome for Japanese Prime Minister Shinzo Abe
Don’t let Fake Charities Hurt Earthquake Victims a Second Time
Kentucky and North Carolina Secretaries of State make a “spirited wager” on tonight’s NCAA NC State vs. Louisville showdown
Wake County Man Arrested on Counterfeit Trademark Charge in Lexington
Four Defendants Sentenced for Their Role In Federal Racketeering Conspiracy
Gaston County Man Charged with Securities Fraud
North Carolina Secretary of State Elaine Marshall to Lead National Association of Secretaries of State
Secretary of State Urges Investors to be Vigilant about Cybersecurity
Federal Court Orders North Carolina Resident Edwin A. Vasquez and His Company to Pay Over $1.3 Million for Commodity Pool Fraud
Former Charlotte Lawyer Sentenced To 10 Years In Prison On Mortgage Fraud Related Charges
Three Greensboro Men Arrested on Counterfeit Trademark Charges
Surry County Purse Party Leads to Counterfeit Trademark Charge
Additional Goods Seized in Davidson County Counterfeit Trademarks Case
Two Arrested on Counterfeit Trademark Charges in Davidson County
Last Defendant Set for Trial Pleads Guilty to Federal Racketeering Charges in Operation Wax House
Donating in Distress: NC Charities and Non-profits Take a Big Hit in 2013-14
Secretary of State Elaine Marshall’s “Share a Smile Pumpkin Pie”
Brunswick County Teen Charged with Securities Fraud
Charlotte Man Sentenced to More Than 16 Years in Prison for Operating a Ponzi Scheme That Defrauded Investors of More Than $1.5 Million
Federal Court Permanently Bans North Carolina Resident Neal Hall from Trading and Registration and Imposes $210,000 Penalty for Violating CFTC’s Registration and Consumer Notice Provisions
NC Voters: There is a Constitutional Amendment on the Ballot
Secretary of State Elaine Marshall to be Inducted into the National 4-H Hall of Fame
Jury Convicts Charlotte Man of Federal Racketeering in Connection with Operation Wax House
N.C. Secretary of State Elaine Marshall to serve as 2015 commencement speaker for Campbell Law
Walter Reinhardt Securities Fraud Case Ends with Guilty Plea, Lengthy Sentence
Ponzi Scheme Operator Pleads Guilty to Securities Fraud
Secretary of State Marshall voted VP of National Organization
Jury Convicts Charlotte Man of Federal Racketeering and Related Charges
Secretary of State’s Office Starts Online Filing Service for Charitable Solicitation Licensing Customers
Consent Order Issued in Empowered Investor Incorporated Case
Marshall Receives Public Policy Leader Award
Constitutional Amendments Publication Commission to Meet March 17
Watch out for “Sweetheart swindles” when it comes to investing in 2014
Federal Court Orders Michael Anthony Jenkins and his Company, Harbor Light Asset Management, to Pay over $5.2 Million for Fraud and Embezzlement in a Ponzi Scheme
Charitable Giving Stressed This Past Year in North Carolina
Secretary of State Elaine Marshall Presented with Elected Women of Excellence Award by NFWL
Secretary of State Elaine F. Marshall Makes Statement on the “A” Grade for Lobbying Disclosure Given by National Study
Lexington Man Charged with Multiple Counts of Securities Fraud
Federal Jury Convicts Real Estate Agent and Loan Processor on Racketeering Charges
Wake County Man Arrested on Counterfeit Trademark Charges in Davidson County
Scheme to Make NC Businesses Pay Bogus Fees Shut Down
North Carolina 4-H Honors Secretary of State Marshall with Wynne Award
Secretary of State Elaine F. Marshall Warns of Charities Scams Following Oklahoma Tornado
Secretary of State Launches Mobile Website
Secretaries of State Hosting National Business Development & Economic Growth Forum
Real Estate Developer Sentenced for Mail Fraud
It Pays to Understand the Different Roles of Financial Professionals
Owner of Investment Firm is Charged with Securities Fraud for Orchestrating a $4.7 Million Ponzi Scheme
Nine More Members of Racketeering Enterprise Indicted on Investment Fraud, Mortgage Fraud and Related Charges
Former North Carolina Resident Sentenced To Ten Years In Prison For Money Laundering Conspiracy
Secretary of State Issues Cease and Desist Order to “Profitable Sunrise”
NC Secretary of State Partners with Monroe Police Department
Two Charlotte Men Sentenced to Prison for Operating Separate Ponzi Schemes
North Carolinians both picky and generous when it comes to charitable giving this past year
Secretary of State Will Convene Electoral College Dec. 17
Carolyn Grant Charged with Multi-Million Dollar Investment Fraud Scheme
Massey Reappointed to Two-Year Term Representing NASAA on Financial Stability Oversight Council
Seventeen Members of a Racketeering Enterprise Indicted on Investment Fraud, Mortgage Fraud and Related Charges
Raleigh Man Charged with Securities Fraud
NC Secretary of State honored as finalist for national innovation award
Secretary of State Elaine Marshall’s Mother Dies
Company behind misleading mailings to quit doing business in NC
Administrative Order to Revoke the Charitable Solicitation License for Share Our Shoes
Share Our Shoes Exhibit List
Calling All Voters: There is a Constitutional Amendment on May Ballot
Constitutional Amendments Publication Commission to Meet March 1
Keep alert: 12 investment traps waiting to spring in 2012
Former North Carolina Resident Pleads Guilty To Money Laundering Conspiracy
NASS White Paper Details Issues and Recommendations for State Officials Looking to Combat the Growing Threat of Business Identity Theft
N.C. Secretary of State Marshall is Honored for Service to Moldova
Report Finds North Carolinians Still Savvy Charitable Givers, but Donations are Down
North Carolina Man Pleads Guilty for Role in $40 Million Investment Fraud Conspiracy
Marshall Honored for Fighting Consumer Fraud
Secretaries of State Seeking New Tools to Fight Growing Problem of Business Identity Theft
Counterfeit Trademark Raid Nets Seven Arrests at Raleigh Flea Market
Two Charlotte Men Engaged in Separate Ponzi Schemes Plead Guilty to Commodities Fraud
Opinion Column: Making Your Kindness Count
Raleigh Man Pleads Guilty to $980,000 Ponzi Scheme
DEPARTMENT OF JUSTICE RELEASES APPROXIMATELY $1,000,000 IN FUNDS TO PAY VICTIMS OF HENDERSONVILLE INVESTMENT SCAM
Secretary of State Marshall Receives Honorary Doctorate
Mooresville Man Pleads Guilty in $18.5 Million Ponzi Scheme
Oklahoma Man Sentenced for Scamming Investors in North Carolina and Elsewhere
Charlotte Man Convicted and Given Lengthy Sentence in Securities Fraud Case
Opinion Column: Could it Happen Here?
Marshall Touts Success of National Guard State Partnership Program
Charlotte Man Sentenced to Twenty-Two Years for Ponzi Scheme
‘Good Morning America’ Features Law Enforcements Efforts of NC Secretary of State’s Office in Counterfeit Products Story
NC Secretary of State Brings E*Trade to Settlement in Auction Rate Securities
Henderson County Man Sentenced to 25 Years in Federal Prison for Defrauding Local Retirees
Counterfeit Trademark Raid Nets Six Arrests in Rocky Mount
Union County Company Ordered to Cease Selling Investments
Secretary of State Elaine F. Marshall’s Statement on the Death of Ralph Campbell
Superior Court Order in North Carolina Institute for Constitutional Law vs. North Carolina Department of Secretary of State
Report Finds North Carolinians May Be Giving More Wisely than Many Other Americans in 2009-2010
ATLANTA SECURITIES ATTORNEY CONVICTED OF FRAUD SCHEME AND SALE OF UNREGISTERED SECURITIES
Wake County Man Arrested on Counterfeit Trademark Charges
Durham County Man Facing Multiple Charges for Securities Violations
Charlotte Man Enters Guilty Pleas in Securities Fraud Case
Newton Flea Market Vendor Charged with Selling Counterfeit Goods
State Fair Vendors Facing Counterfeit Trademark Charges
North Carolina's Securities Director Becomes National Leader in Investor Protection
U.S. Justice Department Accepting Comments on Constitutional Amendment on November Ballot
Constitutional Amendment on November Ballot
NC Secretary of State Identifies Top Investor Traps of 2010
Six Arrested on Counterfeit Trademark Charges in Henderson County
Former NC Day Trader Pleads Guilty to Mail Fraud
NC Securities Division Joins New Fight Against Elder Investment Fraud and Abuse
Secretary of State Marshall Speaks at Veterans Edge Conference
Burlington Businessman Charged with Selling Counterfeit Goods
Guilty Plea Ends Lincoln County Securities Fraud Case
Hendersonville Businessman Charged with Selling Counterfeit Goods
Secretary of State Agents Arrest Raleigh Man on Additional Investment Fraud Charges
Raleigh man arrested by Secretary of State agents on investment fraud charges
$850,000 in Counterfeit Footwear Seized in Charlotte and Surrounding Areas Being Donated to Needy
Register of Deeds Olive honored at annual surveyors convention
World Wide Notary (WWN) and Electronic Document Logistics (EDL) collaborate to offer eSigning and eRecordation of maps and plats
NC Secretary of State Office's efforts to fight fake products highlighted on 'Good Morning America'
JV Huffman Securities Fraud Case Ends with Guilty Plea, Lengthy Sentence
NC Securities Division petitions to revoke or suspend E*Trade broker registration in state
Deutsche Bank Agrees to Settle on ARS with NC Secretary of State Pay Back North Carolina Investors
Secretary of State Marshall Urges Charitable Givers to Beware Scam Artists Posing as Relief Organizations in the Aftermath of Haiti Earthquake
Four Charged with Felonies Following Raid for Counterfeits in Durham
Report Finds Troubling Numbers When Charities Used Professional Fund-Raisers in 2008-2009
William Holdford, Prominent Wilson Attorney and Husband of Secretary of State Elaine Marshall Dies
Man Convicted in "Ponzi" Scheme Conspiracy Sentenced to 14 Years in Federal Prison
Secretary of State Elaine F. Marshall Makes Statement on Gift Policy
North Carolina’s Securities Director Moves into National Investor Protection Spotlight
North Carolina Investor Education Campaign Launched
Catawba County Man Charged with Securities Fraud and Running Boiler Room Scam Operation
NC Secretary of State Urges Investors to Watch for the Top 10 Investment Traps of 2009
NC Secretary of State Finalizes National Agreement with Credit Suisse (USA) to Settle Auction Rate Securities Case
Charlotte Man Enters Guilty Plea in Investment Fraud Case
Attorney General and Secretary of State Bust Bogus Business Fee Scheme
Guilty Plea Closes Book on Orange County Securities Fraud Case
Secretary of State Marshall to Speak at U.S. Senate Hearing on Corporations Legislation
Secretary of State Securities Agents Conduct Search in Charlotte, Issue Cease and Desist Order
Class Takes Aim at Investment Imbroglios (Where Even Lawyers Often Fear to Tread)
Secretary of State Marshall Warns Citizens to Avoid Charities Scams
NC Secretary of State Marks Older Americans Month by Encouraging Seniors to Watch for Scams
Pitt County Man Found Guilty in Counterfeit Trademark Case
Secretary of State Begins Accepting Electronically Notarized Lobbying Filings
Guilty Plea in Counterfeit Golf Gear Case
Secretary of State Elaine Marshall's Father Dies
Secretary Marshall Working with Missouri Secretary of State to Return Frozen Savings to Stifel Nicolaus Investors
Iredell County Man Charged in Investment Fraud Case
Texas Man Facing Charges for Securities Violations in Lincoln County
Report Indicates Dollars Donated in NC Drop, but Donations Being Used More Effectively
Secretary of State Will Convene Electoral College Dec. 15
Catawba County Man Charged in Major Investment Fraud Case
Brunswick County Register of Deeds Office Gets Key OK on Standards
Duplin County Register of Deeds Office Gets Key OK on Standards
Secretary of State Honors Officers for Trademarks Enforcement
Secretary of State Elaine Marshall Presented with Campbell Law School's 2008 Professionalism Award
State Securities Regulators Announce Settlement with Credit Suisse Securities in Auction Rate Securities Investigations
Four Arrested on Counterfeit Trademark Charges in Asheville
Charlotte Man Pleads Guilty in Securities Fraud Case
Secretary Marshall to Speak at International Conference on IP Crimes
Charlotte couple, company, ordered to cease selling investments
Secretary Marshall Cuts Ribbon on New Freight Processing Facility in Morrisville
MoneyTrack Returns with new Friendly Financial Advice
NC Counties to "Say Cheese" for Aerial Mapping Project
Attorney General and Secretary of State win order to stop bogus invoice company
Report Shows Increase in Dollars Donated to Charitable Organizations and Jump in Cents Netted After Fund-Raising Expenses
Three Arrested in Moore County on Counterfeit Golf Gear Charges
Two Arrested on Counterfeit Trademark Charges in Henderson County
National Electronic Commerce Coordinating Council (eC3) to Recognize Outstanding State e-Government Projects at Annual Convention in Austin, Texas
New and Returning Members Appointed to Anti-Counterfeit Task Force
NC Secretary of State Marshall Honored with National Award for Fighting Fake Goods
Beaufort Man Charged in Counterfeit Trademark Case
Annual Report Filing Fee Changes Taking Effect
Durham Business Owners Indicted on Notary Charges
Secretary Marshall Speaks at International Conference on IP Crimes
Counterfeit Trademark Raid Nets 11 Arrests in Union County
Counterfeit Gibson Guitars Strike a Sour Chord with Harnett Judge
NC Notaries Public shifting from Ink to Internet
Secretary of State Identifies Top 10 Traps Facing Investors
Marshall Receives Eta State Founders Award
Joe Jones Securities Fraud Case Ends with Guilty Plea, Lengthy Sentence
Statement by Secretary of State Marshall on the Joe Jones Case
Harnett Man Arrested on Charges of Selling and Possession of Fake Gibson Guitars
Huge quantity of allegedly illegal goods found, felonies charged following raid for counterfeits in Raleigh
Marshall Elected President of National Technology Organization
Counterfeit Trademarks Raid Leads to Four Arrests in Orange County
Report Shows Decrease in NC Donations to Charitable Organizations Using Paid Fund-raising Solicitors for 2005-2006
New and Returning Members Appointed to Anti-Counterfeit Task Force
Secretary of State to Hold Public Hearing on Cable Franchise Rules
Secretary of State to Hold Public Hearing on Lobbying Rules
NCSU Address at Borlaug Distinguished Lecture on Global Service
Two Charged at Wilkes County Flea Market in Counterfeit Trademark Case
Wall Named General Counsel to NC Department of the Secretary of State
Broun Named Director of Lobbying
Marshall Receives Women in Business Lifetime Achievement Award
Secretary of State Orders Wilkesboro Insurance Agent to Cease Marketing Securities
Wachovia Settles Multistate Enforcement Actions
Marshall Receives National Notary Achievement Award
Secretary of State issues cease and desist order to organization
Second Annual North Carolina Beach Music Day Returning to the Capitol
Secretary of State encourages Katrina evacuees to exercise their right to vote
Secretary Marshall Unites with Women Leaders in Nation's Capital, Promotes Communication Before Crisis
Investor Warning from North Carolina and Alabama - Auto Surf "May be a new Ponzi Scheme"
Secretary of State Releases "Unlucky 13" List of Investor Traps for 2006
Report Shows Increases in NC Donor Generosity and Charitable Fund-raising Effectiveness for 2004-2005
Counterfeit Trademarks Raid Nets Seven Arrests at Yadkinville Flea Market
Counterfeit Goods Seized at Robeson County Flea Market
Secretary Marshall honored with Gold Record
New and Returning Members Appointed to Anti-Counterfeit Task Force
Secretary of State Honors Officers for Trademarks Enforcement
Secretary of State to Join Speedway Officials Tuesday for Tree Lighting Ceremony
Secretary of State to Speak at Law Enforcement Awards Banquet
Vast quantity of allegedly illegal goods found in "deeply disturbing" raid
Secretary of State Elected Vice President of National E-Government Board; Honored by Anti-Counterfeiting Group
Counterfeit Trademarks Raid Leads to Six Arrests in Henderson County
Secretary of State Investigator to be Honored by Victims' Group
Counterfeit Trademark Raids Lead to Charges in Highlands
Don't let fake charities hurt Katrina victims a second time
Indictments Handed Down in Rocky Mount Securities Case
Marshall Advises Investors to Beware of Hurricane-Related Scams
Counterfeit Trademark Raid Leads to Charges in Biscoe
Catawba County Man Charged in Counterfeit Trademark Case
Charges Made, Goods Seized Following Richmond County Counterfeit Goods Raid
Secretary of State Warns Investors to Beware of Phony Regulators
Counterfeit Trademark Raids Lead to Charges in Oxford
Statement from Secretary of State Regarding Morganton Counterfeit Movie Case
News Release From Motion Picture Association of America Regarding Morganton Counterfeit Trademark Case
First Annual North Carolina Beach Music Day Drifting to the Capitol
Wilson Man Charged with 27 Counts in Alleged Securities Scam
Garner Named Secretary of State Trademarks Supervisor
North Carolinians Give Strong Support to Charity in 2003-2004
Secretary of State will Convene Electoral College December 13
Marshall Honored with Distinguished Attorney Award
Three State Constitutional Amendments on November Ballot
Lazorwitz Sentenced in Tri-Star Investment Group Case
Secretary of State issues 23 cease and desist orders to mobile billboards promoters
North Carolina to Receive Over $800,000 Settlement from Deutsche Bank Securities and Thomas Weisel Partners
Gaston County Man Charged in Software Piracy Case
Montgomery Named Deputy Secretary of State
Task Force Formed to Fight Counterfeit Goods
Legislative Lobbying Advisory Council Report Transmittal Letter
Legislative Lobbying Advisory Council Final Report
Secretary Marshall Honored with Gamma Sigma Delta Membership
Two Sentenced in Securities Case Following State, Federal Investigation
Former Johnston County Broker Charged with Securities Fraud
Secretary of State orders "mobile billboards" company to stop marketing sale and leaseback investment program in North Carolina
Secretary of State orders Greensboro organization to cease using confusing name and fund-raising without license
Counterfeit Trademarks Raid Leads to Arrest in Rutherford County
Buncombe County Man Convicted in Securities Scam
Marshall announces new council to study lobbying laws

Click here for help downloading forms.