"Investment Fraud: Guarding Your Assets in a Scary World" February 23, 2021 - 9:00 AM
Don't think you can become a victim of investment fraud? Neither did the nearly 500 people who trusted J.V. Huffman, Jr., of Conover, NC, or the 100 people who trusted Sid Hanson, of Charlotte, NC, with approximately $25 million and $30 million (respectively) of their money! Want to learn how to avoid becoming a victim of investment fraud? Join us as a member of the NC Secretary of State Securities Division presents a one-hour CLE presentation entitled, "Investment Fraud: Guarding Your Assets in a Scary World". The presentation will be conducted live via WebEx. Use this link to access the webinar: https://sosnc.webex.com/sosnc/j.php?MTID=m071ed445faaa3cd9191b2ebcc9554b7c
Join us and learn how to recognize and avoid possible investment scams. You will also learn how to spot the red flags of potential investment fraud, learn how to do your due diligence, and the questions to ask your investment professional. This seminar is designed to give non-securities attorneys a general overview of the major elements of securities law. It will help you to understand what to do if you become a victim of an investment scam.
Presented by John Maron, Director of the Investor Protection & Education Services Division of the North Carolina Department of the Secretary of State.
The Board of Continuing Legal Education, through its Accreditation Committee, has approved the referenced CLE activity. Any North Carolina attorney attending will receive 1.00 hour(s) of CLE credit, of which 0.00 hour(s) * will be available to satisfy the substanceabuse/mental health awareness requirement, 0.00 hour(s) will be available to satisfy the professional responsibility/ethics requirement, and 1.00 hour(s) will be available to satisfy the general requirement. Please note the sponsor (#5453) and course numbers (#1).
4701 Atlantic Avenue
Raleigh, NC 27604
For more information or support, please contact us at Securities_CLE@sosnc.gov